COURSE CONTENT
The course covers:
- Swiss market manipulation and insider trading regulations
- European market manipulation and insider trading regulations
- Other selected international regulations (e.g. US, JP)
- FINMA-specific requirements
- Selected real-world cases
- Psychological mechanisms relevant in the context of market conduct
Short samples of the course content can be found in the video below:
target audience
The course is designed for staff of regulated financial intermediaries.
Course Specifications
Format: Online course with videos and scripts.
Length: ca. 2h including videos, active reading materials, final review exam.
Certificate/confirmation: an SAQ certificate will be issued subject to passing the review exam within a maximum of two attempts. Participants who do not qualify for the SAQ certificate, but whose active participation can be verified through Q&As during the course, will obtain a confirmation of attendance (without SAQ certification).
Certifications: SAQ – Certified Wealth Management Advisor.
Cost: CHF 180