Financial Services Act (FinSA)

CERTIFIED Refresher Course for Investment Advisers
Take the course

This course is recognised by all three FINMA-approved registration authorities BX Swiss (RegServices), ARIF, PolyReg (Reg-Fix).

RECOURSE CONTENT

The course covers the topics required for the renewal of the registration as a Swiss investment/client adviser under the Financial Services Act (FinSA).

  • Code of conduct rules
  • Conflicts of interest
  • Registration requirements
  • Client segmentation
  • Other applicable and relevant regulations
  • Case studies
  • Checklists and schemes for day-to-day use

 

target audience

The course is designed for investment/client advisers based in Switzerland or abroad, subject to the Swiss Financial Services Act. 

 

Course Specifications

Format: Online course with videos and scripts.

Length: ca. 3h including videos, active reading materials, final review exam.

Certificate/confirmation: a confirmation will be issued subject to passing the review exam.

Cost: CHF 290