This course is recognised by all three FINMA-approved registration authorities BX Swiss (RegServices), ARIF, PolyReg (Reg-Fix).
The course covers the topics required for the renewal of the registration as a Swiss investment/client adviser under the Financial Services Act (FinSA).
- Code of conduct rules
- Conflicts of interest
- Registration requirements
- Client segmentation
- Other applicable and relevant regulations
- Case studies
- Checklists and schemes for day-to-day use
You can refer to this FinSA Course brochure with full details.
The course is designed for investment/client advisers based in Switzerland or abroad, subject to the Swiss Financial Services Act.
Format: Online course with videos and scripts.
Length: ca. 3h including videos, active reading materials, final review exam.
Certificate/confirmation: a confirmation will be issued subject to passing the review exam.
Cost: CHF 290