COURSE CONTENT
The course updates the knowledge with regards to customer due diligence, reporting obligations, sanctions screening, recent AML regulatory updates, amendments to FATF frameworks and relevant updates with respect to supervision by FINMA.
- Customer Due Diligence obligations of the intermediary
- Reporting obligations
- Swiss AML regulatory updates
- Financial Action Task Force (FATF) updates
- Sanctions
- FINMA supervision updates
You can refer to this AML Continuous Education Course brochure with full details:
target audience
The course is designed for asset managers regulated in Switzerland.
Course Specifications
Format: Online course with videos and scripts.
Length: ca. 1.5h including videos, active reading materials, final review exam.
Certificate/confirmation: a confirmation will be issued subject to passing the review exam.
Cost: CHF 150.
Certifications: SAQ – Certified Wealth Management Advisor.