COURSE CONTENT
The course provides the fundamental notions with regards to anti-money-laundering and related duties of care applicable to Swiss financial intermediaries.
- Background of Anti-Money-Laundering (AML) regulations
- Customer Due Diligence obligations of the intermediary
- Organisational requirements (internal directives, governance, etc.)
- Reporting obligations
- Supervision and auditing
- Swiss AML regulatory updates
You can refer to this AML Base Course brochure with full details:
target audience
The course is designed for asset managers regulated in Switzerland.
Course Specifications
Format: Online course with videos and scripts.
Length: ca. 2h including videos, active reading materials, final review exam.
Certificate/confirmation: a confirmation will be issued subject to passing the review exam.
Cost: CHF 200.
Certifications: SAQ – Certified Wealth Management Advisor.